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#mutual fund distributor

3 articles

Investor Education

Understanding Mutual Fund Mis-Selling: SEBI's Regulatory Framework in India

Mutual fund mis-selling in India, as defined by SEBI circular CIR/IMD/DF/21/2012, involves deceptive practices by intermediaries, leading to unsuitable investments for clients. Regulatory frameworks aim to protect investors from such misconduct by enforcing suitability and transparency norms.

#mutual fund mis-selling #SEBI regulations #investor protection

Deepak Jha3 July 20269 min read

Investor Education

NISM Series V-A Exam: SEBI-Approved Guide for Indian MF ARN

NISM Series V-A certification is mandatory to legally distribute mutual funds in India & earn an ARN. Clear with 50% marks for your AMFI Registration Number.

#NISM #mutual fund distributor #ARN

Deepak Jha8 June 20268 min read

Mutual Funds

Mutual Fund Trail Commission India: SEBI Rules 2026

Mutual fund distributor trail commission in India is a recurring fee paid from a fund's assets, typically 0.50-1.10% annually for equity funds, as part of the TER. Mandated by SEBI.

#trail commission #mutual fund distributor #expense ratio

Deepak Jha30 May 20269 min read