NISM XV Chapter 14: Legal & Regulatory Environment — 11 Marks Guide
Chapter 14 covers SEBI Research Analyst Regulations 2014, registration requirements, code of conduct, and conflict of interest rules — all tested for 11 marks in NISM Series XV.
3 articles
Chapter 14 covers SEBI Research Analyst Regulations 2014, registration requirements, code of conduct, and conflict of interest rules — all tested for 11 marks in NISM Series XV.
Chapter 12 carries 10 marks in NISM Series XV. Master standard deviation, beta, alpha, Sharpe ratio, Treynor ratio, and the difference between systematic and unsystematic risk with exam-ready examples.
Chapter 10 carries 16 marks — the highest of any chapter in NISM Series XV. Master P/E, P/B, DCF, EV/EBITDA, and DDM with exam-focused explanations and practice questions.